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Td ameritrade secure Form: What You Should Know

Frequently Asked Questions The following list of Frequently Asked Questions will provide guidance and help answer a number of questions that may arise. The TD Online Brokerage Terms of Services and Privacy Policy are applicable on TD Ameliorate. What personal information does TD Ameliorate collect? We maintain records for the security and confidentiality of customer information, including customer data (including your name, mailing address, telephone number and email address) when you conduct business with us. We collect financial information and other types of personal information. Furthermore, we use this information to communicate with customers and measure our performance, as well as to carry out our contractual obligations. Furthermore, we also use the information for our own internal purposes, such as business development, statistical analysis, internal quality control, auditing and fraud prevention. To help improve the products and services we offer to you, we process personal information that you submit in connection with an Online Transaction or other activities related to your accounts or accounts you have with us, including through the TD Customer Portal. This information includes, but is not limited to, your account ID (if you provide it to us on or after the effective date of these Terms of Service), username or password, order number, transaction amount, your personal identification information, account ownership and asset holdings, and account number, and any other information that may be provided to us to provide the various service or product described in, or in connection with, this TOS. We also process information that may be required by law or by regulatory authorities. These include: Tax Information — For federal taxes, to the extent this disclosure is required or permitted by law. Security of Information — To administer our systems, provide our services, and protect you from harm. We retain the security of your information to protect the property, employees, property of others, and the systems from unauthorized access, use, or disclosure. Where applicable, we may also use your Information to enforce our obligations under these Terms of Service and other agreements. Are you a law enforcement agency that wants to access my account information? Yes — the TD Customer Portal is accessible to law enforcement agencies that have an official subpoena or search warrant. Are you a law enforcement agency or agency authorized to investigate crimes and have subpoena authority? Yes, Law enforcement agencies from any jurisdiction are eligible to access customer records for the purposes of criminal investigation or other investigations as may be deemed appropriate by the appropriate law enforcement authority.

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